Harveen acquired extensive knowledge and experience as a securities lawyer and securities investigator in private practice and at the British Columbia Securities Commission.
- Harveen advises on investigations and enforcement actions involving possible breaches of securities laws, including illegal distributions, misrepresentation, fraud and insider trading.
- Harveen advises on all matters related to corporate/securities transactions and securities compliance, including capital raising and venture capital transactions; regulatory filings; corporate structuring and reorganizations; compliance with anti-money laundering (AML) laws and know your client (KYC) requirements; and updates to compliance manuals, policies and procedures for exempt market dealers.